Home / The Consent Process

The consent process

Consent is a process, not a signature.

The signed form is the last, smallest piece of a much bigger picture. UK law judges the whole process, from the first enquiry to the moment of treatment. This is what that process looks like, and what happens to your defence when a piece is missing.

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Nine pieces make consent. One of them is the form.

Stage 1

The first enquiry

How the patient makes contact, and what your team promises, is already on the record. The expectations you set here are the ones you will be judged against.

Stage 2

Information sent ahead

Written information reaches the patient before the appointment, with a step that captures they received it, read it and had the chance to ask.

Stage 3

The consultation dialogue

The Montgomery conversation. Two-way, tailored to this patient, not a script read at them. The single heaviest piece of your defence.

Stage 4

Alternatives, including none

Every reasonable option, and the option of no treatment, discussed and recorded. This duty sits at the centre of modern consent.

Stage 5

Material risks, for this patient

Not a generic list. The risks a reasonable person in this patient's position, and this particular patient, would want to know. In their terms.

Stage 6

A genuine pause

Time between the decision and the treatment. A cooling-off period shows the choice was considered, not sold in the room.

Stage 7

Questions closed

The patient confirms they understood and have no further questions. This is the moment the signature actually evidences.

Stage 8

The signed form

One piece of evidence that the process happened. On its own it holds almost nothing up.

The receipt, not the process
Stage 9

On the day: re-confirm, photograph, proceed

Consent is re-confirmed, standardised photographs are taken, and only then does treatment begin. The record closes the loop it opened at enquiry.

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Step 1 of 3 Scroll slowly. Watch all nine pieces of the consent process fly in and assemble into one shield, the signed form among them as just one small tile.

The picture assembles as you scroll

Try it

Pull a piece out. Watch your defence change.

Step 2 of 3 Now tap any stage below to pull it out of the process, as if it was never done or never recorded, and watch your defensibility score fall. Tap it again to put it back. Notice how some pieces cost you far more than others.

The score is a defensibility estimate, weighted by how much each piece actually carries in a claim.

100
Defensible

A complete process. Every piece is doing its job, and the signature is quietly holding up its small corner.

The two questions a claim asks

Why some claims go nowhere, and others end careers.

A claim turns on two things: did the care fall short, and was the patient seriously and lastingly harmed. Only when both are true does a claim become the kind that threatens a practice.

Step 3 of 3 Flip both switches on and off. Only when the care fell short and the patient was seriously harmed do you land in the bottom-right cell, the one claim that ends practices.

Care met the standard
Care fell short
No serious harm

Nothing to answer

No shortfall, no harm. There is no claim here.

A shortfall, but no harm

The process slipped, but no one was hurt. Most solicitors will not take it forward.

Serious harm

Harm, but a defensible one

A serious outcome, yet the care met the standard and the consent process holds. This is defensible.

The claim that ends practices

A shortfall and serious, lasting harm together. This is decided on whether your consent process can be shown.

Two switches, four outcomes. Only one of them is the case that keeps clinicians awake.

An abstract sequence of stages assembling into one consent process
The form is one piece. The process is the picture.

What is the consent process?

The consent process is everything that happens between the moment a patient first shows interest in a treatment and the moment that treatment begins. It is a sequence: the first enquiry, the written information you send ahead, the tailored conversation about risks and alternatives, the time you give the patient to decide, the confirmation that they understood, and the record you keep of all of it. The signed form sits near the end of that sequence. It is evidence that the process took place, not a substitute for it.

This distinction is the whole of modern consent law. In Montgomery v Lanarkshire [2015], the Supreme Court moved the test for consent away from what a doctor thought a patient needed to know and toward what a reasonable patient in that person's position would want to know. That is a test about a conversation and a decision, not about a document. A form can help prove the conversation happened. It cannot happen in its place.

Two figures in conversation in flat geometric style, representing the Montgomery consent dialogue
Consent is a conversation, tailored to this patient.

Why does the consent form matter so little on its own?

A signature confirms one narrow thing: that the patient, at one moment, agreed. It says nothing about whether the risks were explained in terms this patient could weigh, whether reasonable alternatives were offered, or whether the person understood what they were agreeing to. When a complaint is examined, months or years later, the question is never simply "did they sign." It is "was this patient properly informed, and can you show it." A generic form with three lines of notes answers the first question and fails the second.

This is why a perfectly executed treatment can still be indefensible. The clinical work may be beyond criticism. If the process behind the consent was thin, the record cannot carry the weight a claim puts on it. The form was never the thing protecting you. The process was.

A single geometric form representing the signed consent document as one small piece
One signature. It confirms a moment, not a process.

Where do most consent claims actually fail?

They fail in the conversation, and in the record of the conversation. The most common gaps are a risk discussion that was generic rather than tailored, alternatives that were never raised, and an absence of any contemporaneous note showing what this particular patient was told and understood. These are not clinical failures. They are process failures, and they are almost always preventable. The interactive above is built to show it: remove the dialogue, the alternatives, or the tailored risk discussion, and the defence collapses. Remove the signed form alone, and very little changes.

Two diverging geometric paths representing a defensible and an indefensible consent record
The same treatment, two records. Only one survives scrutiny.

What does a defensible consent process look like?

It looks like the nine stages above, running the same way every time, for every patient, with a record that captures each one. Information reaches the patient before they arrive. The discussion is two-way and specific to them. Alternatives, including doing nothing, are on the table. There is a genuine pause before treatment. Understanding is confirmed, not assumed. Photographs and re-confirmation happen on the day. And the form, when it is signed, is the receipt for a process that already stands up on its own.

Building that consistently, across a whole clinic and every practitioner in it, is not a documentation task. It is a governance task, and it is what most practices do not yet have.


"The consent form is not the legal requirement. The consent process is. The form is simply one of the ways you show the process was followed."

Professor Irfan Jeeva, medico-legal expert witness

From understanding it to running it

Understanding why the process matters is the first step. Running it seamlessly, so that every patient goes through the same defensible sequence without it slowing your clinic down, is the harder one. That is the difference between having the tools and having a system. It is what our workshops teach and what our retainer builds and maintains for you.

See why tools are not the same as governance

Related: Anatomy of a claim  ·  Montgomery  ·  How consent law changed

Common questions

Questions clinicians ask about the consent process.

The signed form is one way of evidencing that consent was obtained, not the legal requirement in itself. UK consent law, set by Montgomery v Lanarkshire (2015), judges the whole process: the information given, the dialogue held, the alternatives offered and the patient's understanding. A signature with no process behind it can still fall short.

The form is a document. The process is everything from the first enquiry to the moment of treatment: information sent ahead, a tailored risk discussion, reasonable alternatives including no treatment, time to decide and confirmed understanding. The form records that this happened. It does not replace it.

At first contact. What your team says when a patient first enquires, and the written information you send before the appointment, are already part of the consent record and can be examined if a complaint is made.

A tailored, two-way risk discussion, reasonable alternatives including no treatment, material risks explained in the patient's own terms, a genuine chance to ask questions, time to decide, and a contemporaneous record that captures all of it. The signature is the last and smallest part.

Next step

You have seen the process. Now find out where yours stands.

Readiness Score